-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uwy7r5hGDfBgJb7Y/ZrlbmqRZcjfS8JMZAiKnj0mmcLTV3m9G2xqvAD+NmHrZoVs XhNrx+ojFNwiUuhcJzwWcg== 0000950134-07-003672.txt : 20070220 0000950134-07-003672.hdr.sgml : 20070219 20070220142444 ACCESSION NUMBER: 0000950134-07-003672 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070220 DATE AS OF CHANGE: 20070220 GROUP MEMBERS: GENWORKS INC GROUP MEMBERS: HAYDEN FAMILY TRUST GROUP MEMBERS: SANDRA HAYDEN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Aspreva Pharmaceuticals CORP CENTRAL INDEX KEY: 0001314026 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 980435540 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80606 FILM NUMBER: 07635001 BUSINESS ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 BUSINESS PHONE: (250) 744-2488 MAIL ADDRESS: STREET 1: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hayden Michael R CENTRAL INDEX KEY: 0001352908 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: (250) 744-2488 MAIL ADDRESS: STREET 1: C/O ASPREVA PHARMACEUTICALS CORPORATION STREET 2: 1203-4464 MARKHAM STREET CITY: VICTORIA STATE: A1 ZIP: V8Z 7X8 SC 13G/A 1 f27380a2sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Aspreva Pharmaceuticals Corporation
(Name of Issuer)
Common Shares, no par value, and associated share purchase rights
(Title of Class of Securities)
04538T 10 9
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Michael R. Hayden
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Vancouver, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   228,366
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   446,9491, 2
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   228,366
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    446,9491, 2
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  876,7371, 2
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  Not applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  2.5%1, 2
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Sandra Hayden
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Vancouver, British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   201,422
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   238,9201
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   201,422
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    238,9201
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  668,7081
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  Not applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  1.9%1
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Hayden Family Trust
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  British Columbia, Canada
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   238,920
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    238,920
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  238,920
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  Not applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

 


 

                     
CUSIP No.
 
04538T 10 9 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS:
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Genworks Inc.
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Nova Scotia
       
  5   SOLE VOTING POWER:
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   208,029
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   0
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    208,029
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  208,029
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  Not applicable.
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  0.6%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  OO

 


 

Item 1.
  (a)   Name of Issuer
 
      Aspreva Pharmaceuticals Corporation
 
  (b)   Address of Issuer’s Principal Executive Offices
 
      1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
Item 2.
  (a)   Name of Person Filing
 
      Michael R. Hayden
Sandra Hayden
Hayden Family Trust
Genworks Inc.
  (b)   Address of Principal Business Office or, if none, Residence
 
      c/o Aspreva Pharmaceuticals Corporation
1203-4464 Markham Street, Victoria, British Columbia, Canada V8Z 7X8
 
  (c)   Citizenship
     
Michael R. Hayden
  Vancouver, British Columbia, Canada
Sandra Hayden
  Vancouver, British Columbia, Canada
Hayden Family Trust
  British Columbia, Canada
Genworks Inc.
  Nova Scotia
  (d)   Title of Class of Securities
 
      Common Shares, no par value, and associated share purchase rights
 
  (e)   CUSIP Number
 
      04538T 10 9
Item 3. If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)   Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
 
  (b)   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
  (c)   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
  (d)   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
  (e)   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f)   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g)   A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
 
  (h)   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j)   Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Page 6 of 9


 

Item 4. Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
                 
  (a )  
Amount Beneficially Owned:
       
       
Michael R. Hayden
    876,737 1, 2
       
Sandra Hayden
    668,708 1
       
Hayden Family Trust
    238,920  
       
Genworks Inc.
    208,029  
  (b )  
Percent of Class:
       
       
Michael R. Hayden
    2.5 %1, 2
       
Sandra Hayden
    1.9 %1
       
Hayden Family Trust
    0.7 %
       
Genworks Inc.
    0.6 %
  (c )  
Number of shares as to which the person has:
       
       
(i) Sole power to vote or to direct the vote:
       
       
Michael R. Hayden
    228,366  
       
Sandra Hayden
    201,422  
       
Hayden Family Trust
    0  
       
Genworks Inc.
    0  
       
(ii) Shared power to vote or to direct the vote:
       
       
Michael R. Hayden
    446,949 1, 2
       
Sandra Hayden
    238,920 1
       
Hayden Family Trust
    238,920  
       
Genworks Inc.
    208,029  
       
(iii) Sole power to dispose or to direct the disposition of:
       
       
Michael R. Hayden
    228,366  
       
Sandra Hayden
    201,422  
       
Hayden Family Trust
    0  
       
Genworks Inc.
    0  
       
(iv) Shared power to dispose or to direct the disposition of:
       
       
Michael R. Hayden
    446,949 1, 2
       
Sandra Hayden
    238,920 1
       
Hayden Family Trust
    238,920  
       
Genworks Inc.
    208,029  
 
1   By virtue of their status as trustees of the Hayden Family Trust (the “Trust”), each of Michael R. Hayden and Sandra Hayden may be deemed to have shared beneficial ownership of the 238,920 shares held by the Trust.
 
2   By virtue of his status as sole stockholder of Genworks Inc. (“Genworks”), Michael R. Hayden may be deemed to have beneficial ownership of the 208,029 shares held by Genworks.

Page 7 of 9


 

     
Item 5.
  Ownership of Five Percent or Less of a Class
 
   
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ.
 
   
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person
 
   
 
  Not applicable.
 
   
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
 
   
 
  Not applicable.
 
   
Item 8.
  Identification and Classification of Members of the Group
 
   
 
  Not applicable.
 
   
Item 9.
  Notice of Dissolution of a Group
 
   
 
  Not applicable.
 
   
Item 10.
  Certification
 
   
 
  Not applicable.

Page 8 of 9


 

SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
 
       February 19, 2007
 
               Date
         
     
  /s/ Michael R. Hayden    
  Michael R. Hayden   
       
 
     
  /s/ Sandra Hayden    
  Sandra Hayden   
       
 
  Hayden Family Trust
 
 
  By:   Michael R. Hayden and Sandra Hayden,    
    Co-Trustees of the Hayden Family Trust   
       
 
     
  By:   /s/ Michael R. Hayden    
    Michael R. Hayden, Trustee   
       
 
     
  By:   /s/ Sandra Hayden    
    Sandra Hayden, Trustee   
       
 
  Genworks Inc.
 
 
  By:   /s/ Michael R. Hayden    
    Michael R. Hayden, Sole Stockholder   
       
 

Page 9 of 9

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